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Recon Technology, Ltd Major Shareholding Notification 2010

Dec 21, 2010

34458_mrq_2010-12-21_7472a059-df39-4b2f-ae2b-c1438fa8ef40.zip

Major Shareholding Notification

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SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

Recon Technology, Ltd

(Name of issuer)

Ordinary Shares

(Title of class of securities)

G7415M 108

(CUSIP number)

December 31, 2009

(Date of event which requires filing of this statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

| CUSIP No. G7415M 108 — 1. | Names of reporting persons Shenping Yin | | | --- | --- | --- | | 2. | Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) ¨ | | | 3. | SEC use only | | | 4. | Citizenship or place of organization China | | | Number of shares beneficially owned by such reporting person with: | 5. | Sole voting power 631,761 | | | 6. | Shared voting power 0 | | | 7. | Sole dispositive power 631,761 | | | 8. | Shared dispositive power 0 | | 9. | Aggregate amount beneficially owned by each reporting person 631,761 | | | 10. | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨ | | | 11. | Percent of class represented by amount in Row (9) 15.81% | | | 12. | Type of reporting person (see instructions) IN | |

Item 1. (a) Name of Issuer
Recon Technology, Ltd
(b) Address of Issuer’s Principal Executive Offices
Room 1902, Building C, King Long International Mansion, No. 9 Fulin Road, Beijing, 100107 China
Item 2. (a) Name of Person Filing
Shenping Yin
(b) Address of Principal Business Office or, if none, Residence
c/o Recon Technology, Ltd, Room 1902, Building C, King Long International Mansion, No. 9 Fulin Road, Beijing, 100107 China
(c) Citizenship
China
(d) Title of Class of Securities
ordinary shares, $0.0185 par value per share
(e) CUSIP Number
G7415M 108
Item 3. If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) ¨ An investment adviser in accordance with §240.13d-l(b)(1)(ii)(E);
(f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-l(b)(l)(ii)(F);
(g) ¨ A parent holding company or control person in accordance with § 240.13d-l(b)(l)(ii)(G);
(h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) ¨ Group, in accordance with §240.13d-l(b)(l)(ii)(J).
Item 4.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
Shenping Yin — (a) Amount beneficially owned: 631,761
(b) Percent of class: 15.81 %
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 631,761
(ii) Shared power to vote or to direct the vote 0
(iii) Sole power to dispose or to direct the disposition of 631,761
(iv) Shared power to dispose or to direct the disposition of 0
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

December 21, 2010
Date
/s/ Shenping Yin
Signature