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RECCE PHARMACEUTICALS LTD Major Shareholding Notification 2020

Sep 29, 2020

65669_rns_2020-09-29_9d4aed92-1cc7-4430-89c1-33fc063b3268.pdf

Major Shareholding Notification

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ASX Announcement

Top 20 Shareholders Update

Sydney Australia, 30 September 2020: Recce Pharmaceuticals Ltd ( ASX: RCE ), is pleased to provide an updated Top 20 shareholders list.

This announcement has been approved for release by Recce Pharmaceuticals CEO.

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Level 5, 126 Phillip Street, Sydney NSW 2000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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GPO Box 5193, Sydney NSW 2001

Top Holders Grouped Report

Recce Pharmaceuticals Ltd

Security Class(es): RCE - ORDINARY FULLY PAID SHARES Display Top: 20

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As at Date: 30-Sep-2020

Position Holder Name Holding % IC
1 Graham Melrose and Olga Melrose 40,948,079 23.58%
2 LDU Pty Ltd 7,307,340 4.21%
3 HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 6,734,509 3.88%
4 MR JAMES GRAHAM 5,984,082 3.45%
5 ACUITY CAPITAL INVESTMENT MANAGEMENT PTY LTD<ACUITY CAPITAL HOLDINGS A/C> 4,500,000 2.59%
6 J P MORGAN NOMINEES AUSTRALIA PTY LIMITED 4,465,921 2.57%
7 MS MICHELE KERYN DILIZIA 3,718,485 2.14%
8 CITICORP NOMINEES PTY LIMITED 3,701,301 2.13%
9 ACEWOOD INVESTMENTS PTY LTD<CHIVERS SUPER FUND A/C> 3,184,616 1.83%
10 QUERION PTY LTD 2,100,000 1.21%
11 CS THIRD NOMINEES PTY LIMITED<HSBC CUST NOM AU LTD 13 A/C> 1,897,087 1.09%
12 GOLDEN RIVERS MINING PTY LTD 1,154,006 0.66%
13 MR NIKOLAI SHIROBOKOV &MRS SVETLANA SHIROBOKOV 1,061,574 0.61%

Perth Level 2 267 St Georges Terrace Perth WA 6000

Melbourne Level 12 575 Bourke Street Melbourne VIC 3000

Sydney Level 5 126 Phillip Street Sydney NSW 2000

Level 5, 126 Phillip Street, Sydney NSW 2000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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GPO Box 5193, Sydney NSW 2001

Position Holder Name Holding % IC
14 SHORTIS NATURAL THERAPIES PTY LIMITED<SHORTIS FAMILY A/C> 1,000,000 0.58%
MR ROBERT CERNY &
14 MRS ZAPHIERO JOHN CERNY 1,000,000 0.58%
<PAREZ SUPER FUND A/C>
15 MR LESLIE JOHN FIELD &MRS EVE FIELD 938,504 0.54%
16 MCCRAY INVESTMENTS PTY LTD<MCCRAY FAM SF A/C> 925,994 0.53%
17 PEJAY PTY LIMITED 913,520 0.53%
18 MR MARK DAVID SWINN 833,105 0.48%
MR CHRISTOPHER JAMES FRISCH &
19 MR PAUL EDWARD FRISCH 776,657 0.45%
<FREDFLINT SUPERFUND A/C>
20 WARBONT NOMINEES PTY LTD<UNPAID ENTREPOT A/C> 721,159 0.42%
TOTALS 93,865,939 54.06%
Total Issued Capital 173,631,175 100.00%

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Holding is aggregated over a shareholder group

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Report generated on 30-Sep-2020 at 05:37 PM

Sydney Level 5 126 Phillip Street Sydney NSW 2000

Perth Level 2 267 St Georges Terrace Perth WA 6000

Melbourne Level 12 575 Bourke Street Melbourne VIC 3000