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RECCE PHARMACEUTICALS LTD — Capital/Financing Update 2023
Sep 28, 2023
65669_rns_2023-09-28_a828ec4b-6f61-450e-ad9e-9cd162a42a49.pdf
Capital/Financing Update
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Announcement Summary
Entity name
RECCE PHARMACEUTICALS LTD
Announcement Type
New announcement
Date of this announcement
Friday September 29, 2023
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +securitycode | Security description | Number of +securities tobe quoted | Issue date |
|---|---|---|---|
| RCE | ORDINARY FULLY PAID | 6,171,048 | 29/09/2023 |
Refer to next page for full details of the announcement

Part 1 - Entity and announcement details
1.1 Name of entity
RECCE PHARMACEUTICALS LTD
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type ACN
Registration number 124849065
1.3 ASX issuer code RCE
1.4 The announcement is
New announcement
1.5 Date of this announcement
29/9/2023

Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date andTime | Announcement Title | Selected Appendix 3B to submit quotationrequest | |
|---|---|---|---|
| 11-Sep-2023 09:52 | New - Proposed issue of securities -RCE | A standard +pro rata issue (non-renounceable) |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Subject to shareholder approval being obtained at the Company's Annual General Meeting to be held in November, placing approximately 250k shares from the Shortfall to Directors of the Company and the placement of the remaining Shortfall under the Entitlement Offer within 3 months of the Closing Date.

Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Corporate Action Component Detail
ASX +security code and description
RCE : ORDINARY FULLY PAID
Issue date
29/9/2023
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Number of +securities held | Number of holders | Total percentage of +securities heldFor example, to enter a value of 50%please input as 50.00 |
|---|---|---|
| 1 - 1,000 | % | |
| 1,001 - 5,000 | % | |
| 5,001 - 10,000 | % | |
| 10,001 - 100,000 | % | |
| 100,001 and over | % |

Issue details
Number of +securities to be quoted
6,171,048
Issue currency
Issue price or consideration per +security
AUD - Australian Dollar
AUD 0.44000000
Any other information the entity wishes to provide about the +securities to be quoted

Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| RCE : ORDINARY FULLY PAID | 203,003,742 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| RCEAH : PERFORMANCE SHARES | 8,754,423 |
| RCEAW : OPTION EXPIRING 11-FEB-2027 EX $1.56 | 435,000 |
| RCEAU : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 1,331,870 |
| RCEAV : OPTION EXPIRING 30-SEP-2023 EX $1.56 | 3,750,000 |
| RCEAN : OPTION EXPIRING 22-FEB-2026 EX $1.56 | 8,415,000 |