Record Financial Group — Director's Dealing 2021

Aug 11, 2021

National Storage Mechanism | Additional information

RNS Number : 3650I

Record PLC

11 August 2021

12 August 2021

Record plc ('Record' or the 'Company')  

Record PLC Director/PDMR Shareholding  

The Company announces, in accordance with DTR 3.1.4R(1) that the following senior managers of the Company exercised Unapproved Share Options issued under the Record plc Share Scheme on 11 August as detailed below. The Company was notified of this exercise on 11 August.

Senior manager	Number of Ordinary Shares exercised	Exercise price
Dmitri Tikhonov	25,000	34.0718p
Kevin Ayles	25,000	28.9022p
Rebecca Venis	62,500	28.9022p

In addition to the above, the Company announces, in accordance with DTR 3.1.4R(1) that on 11 August the following senior managers sold ordinary shares to cover the exercise price and stamp duty reserve tax of the options detailed above, and income tax and national insurance liability arising from the gain on exercise. The Company was notified of this disposal on 11 August.

Senior manager	Number of Ordinary Shares sold	Sale price
Dmitri Tikhonov	17,126	84.7564p
Kevin Ayles	16,311	84.7564p
Rebecca Venis	40,778	84.7564p

The following disclosure is made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014 (as it forms part of retained law as defined in the European Union (Withdrawal) Act 2018):

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	1.   DMITRI TIKHONOV 2.   KEVIN AYLES 3.   REBECCA VENIS
2	Reason for the notification
a)	Position/status	1.   CHIEF INVESTMENT OFFICER 2.   HEAD OF HUMAN RESOURCES 3.   DIRECTOR OF STRATEGIC INITIATIVES
b)	Initial notification /Amendment	INITIAL NOTIFICATION
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	RECORD PLC
b)	LEI (inclusion optional)	5493000VJ55ZTYGX4322
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES OF 0.025 PENCE PER SHARE GB00B28ZPS36
b)	Nature of the transaction	EXERCISE OF UNAPPROVED OPTIONS OVER ORDINARY SHARES IN ACCORDANCE WITH THE RULES OF THE RECORD PLC SHARE SCHEME
c)	Price(s) and volume(s)	Prices(s)	Volume(s)
1.   £0.340718 2.   £0.289022 3.   £0.289022	25,000 SHARES 25,000 SHARES 62,500 SHARES
d)	Aggregated information - Aggregated volume - Price	SEE SECTION C ABOVE
e)	Date of the transaction	11 AUGUST 2021
f)	Place of the transaction	OUTSIDE A TRADING VENUE

The Company also announces, in accordance with DTR 3.1.4R(1) that the following PCA of a senior manager of the Company exercised Approved Share Options issued under the Record plc Share Scheme on 11 August as detailed below. The Company was notified of this exercise on 11 August.

PCA of Senior manager	Number of Ordinary Shares exercised	Exercise price
James Allen (spouse of Rebecca Venis)	40,000	34.0718p

In addition to the above, the Company announces, in accordance with DTR 3.1.4R(1) that on 11 August the following PCA of a senior manager sold ordinary shares to cover the exercise price and stamp duty reserve tax of the options detailed above.  The Company was notified of this disposal on 11 August.

PCA of Senior manager	Number of Ordinary Shares sold	Sale price
James Allen (spouse of Rebecca Venis)	16,160	84.7564p

The following disclosure is made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014 (as it forms part of retained law as defined in the European Union (Withdrawal) Act 2018):

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	JAMES  ALLEN
2	Reason for the notification
a)	Position/status	PCA/SPOUSE OF REBECCA VENIS (DIRECTOR OF STRATEGIC INITIATIVES)
b)	Initial notification /Amendment	INITIAL NOTIFICATION
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	RECORD PLC
b)	LEI (inclusion optional)	5493000VJ55ZTYGX4322
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES OF 0.025 PENCE PER SHARE GB00B28ZPS36
b)	Nature of the transaction	EXERCISE OF APPROVED OPTIONS OVER ORDINARY SHARES IN ACCORDANCE WITH THE RULES OF THE RECORD PLC SHARE SCHEME
c)	Price(s) and volume(s)	Prices(s)	Volume(s)
£0.340718	40,000 SHARES
d)	Aggregated information - Aggregated volume - Price	SEE SECTION C ABOVE
e)	Date of the transaction	11 AUGUST 2021
f)	Place of the transaction	OUTSIDE A TRADING VENUE

For any queries related to this notification please contact: Kevin Ayles, Company Secretary on 01753 852222.

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