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READING INTERNATIONAL INC — Director's Dealing 2019
Jun 21, 2019
34600_dirs_2019-06-21_ab2ad902-519b-40f5-a6c0-3ce9f9134685.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: READING INTERNATIONAL INC (RDI)
CIK: 0000716634
Period of Report: 2019-06-19
Reporting Person: COTTER MARGARET (Director, EVP, Real Estate Development, Co-Trustee of Trust)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-19 | Class A Nonvoting Common Stock | S | 7500 | $13.35 | Disposed | 801362 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Nonvoting Common Stock | 239890 | Indirect |
| Class B Voting Stock | 35100 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Non-Voting Common Stock (1046) | 1046 | Direct | |
| Stock Options; Right to Buy; Class A Non-Voting Common Stock | $ | 2021-03-09 | Class A Non-Voting Common Stock (19921) | 19921 | Direct |
| Restricted Stock Units | $ | Class A Non-Voting Common Stock (1877) | 1877 | Direct | |
| Stock Options; Right to Buy; Class A Non-Voting Common Stock | $15.97 | 2022-03-22 | Class A Non-Voting Common Stock (17341) | 17341 | Direct |
| Restricted Stock Units | $ | Class A Non-Voting Common Stock (2750) | 2750 | Direct | |
| Stock Options; Right to Buy; Class A Non-Voting Common Stock | $16.36 | 2023-04-12 | Class A Non-Voting Common Stock (15831) | 15831 | Direct |
| Restricted Stock Units | $ | Class A Non-Voting Common Stock (3872) | 3872 | Direct | |
| Stock Options; Right to Buy; Class A Non-Voting Common Stock | $16.14 | 2024-03-13 | Class A Non-Voting Common Stock (17806) | 17806 | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting on the unit.
F2: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 10, 2016. Original grant was for 4,184 restricted stock units. The first three installments vested on March 10, 2017, March 10, 2018 and March 10, 2019. The remaining installment vest on March 10, 2020.
F3: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 10, 2016. Original grant was for 19,921 stock options. The first three installments became exerciable on March 10, 2017, March 10, 2018 and March 10, 2019. The remaining installment vest on March 10, 2020.
F4: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,757 restricted stock units. The first two installments vested on March 23, 2018 and March 23, 2019. The remaining two installments vest on March 23, 2020 and March 23, 2021.
F5: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 17,341 stock options. The first two installments became exercisable on March 23, 2018 and March 23, 2019. The remaining two installments vest on March 23, 2020 and March 23, 2021.
F6: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 13, 2018. Original grant was for 3,667 restricted stock units. The first installment vested on April 13, 2019. The remaining installments vest on April 13, 2020, April 13, 2021 and April 13, 2022.
F7: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 13, 2018. Original grant was for 15,831 restricted stock units. The first installment became exerciable on April 13, 2019. The remaining installments vest on April 13, 2020, April 13, 2021 and April 13, 2022.
F8: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 14, 2019.
F9: Ms. Margaret Cotter and Mr. James J. Cotter, Jr. are co-trustees of the James J. Cotter Grandchildren Trust (the "Trust"), a trust established for Mr. James J. Cotter, Sr.'s grandchildren, and may be deemed to be indirect beneficial owners of the Class A Non-Voting Common Stock directly beneficially owned by such Trust. Ms. Margaret Cotter is selling such shares in her capacity as a co-trustee of the Trust. Ms. Margaret Cotter disclaims beneficial ownership in such shares, except to the extent of any pecuniary interest therein.