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READING INTERNATIONAL INC — Director's Dealing 2017
May 4, 2017
34600_dirs_2017-05-04_5558595f-1783-4e47-b267-9ffca721ab06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: READING INTERNATIONAL INC (RDI)
CIK: 0000716634
Period of Report: 2017-05-01
Reporting Person: SMERLING ROBERT F (President - Domestic Cinemas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Class A Nonvoting Common Stock | M | 43750 | $10.24 | Acquired | 44374 | Direct |
| 2017-05-01 | Class A Nonvoting Common Stock | F | 34637 | $15.73 | Disposed | 9737 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-10 | Stock Option; Right to Buy; Class A Non-Voting Common Stock | $10.24 | M | 43750 | Disposed | 2017-05-08 | Class A Non-Voting Common Stock (43750) | Direct |
| 2016-03-10 | Stock Option; Right to Buy; Class A Non-Voting Common Stock | $11.95 | A | 19921 | Acquired | 2021-03-09 | Class A Non-Voting Common Stock (19921) | Direct |
| 2017-03-23 | Stock Option; Right to Buy; Class A Non-Voting Common Stock | $15.97 | A | 17341 | Acquired | 2022-03-22 | Class A Non-Voting Common Stock (17341) | Direct |
| 2016-03-10 | Restricted Stock Units | $ | A | 3138 | Acquired | Class A Non-Voting Common Stock (3138) | Direct | |
| 2017-03-23 | Restricted Stock Units | $ | A | 3757 | Acquired | Class A Non-Voting Common Stock (3757) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
F2: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal installments commencing on the first anniversary of the Date of Grant.
F3: In prior filings for the Reporting Person, Column 9 of Table II has included the cumulative total of all the outstanding stock option grants to acquire Class A Non-Voting Common Stock for the Reporting Person. Some of those stock option grants previously included in such total were separate classes of Derivative Securities not required to be reported in connection with the reported transaction. In this report, all of the Reporting Person's stock option grants to acquire Class A Common Stock are reported supplementally in Table II to assist in the comparison of prior filings.
F4: Original grant was on March 10, 2016 for 4,184 Restricted Stock Units, 25% of grant vested on March 10, 2017.