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READCLOUD LIMITED — Director's Dealing 2018
Mar 27, 2018
65670_rns_2018-03-27_31c260b1-8a28-4fb2-8da3-28425f323f62.pdf
Director's Dealing
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Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | READCLOUD LIMITED |
|---|---|
| ABN | 44 136 815 891 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Darren Hunter |
|---|---|
| Date of last notice | 13 March 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct & Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | HunmarHoldingsPtyLtd(Directorandshareholder)Mr Darren Hunter & Ms Sandra Margate (Joint trustee and |
| beneficiary) | |
| Date of change | 27 March 2018 |
+ See chapter 19 for defined terms.
| No. of securities held prior to change | Direct5,500,000 Performance Rights escrowed for24 months from the date of listingIndirect |
|---|---|
| Hunmar Holdings Pty Ltd340,080Fully Paid Ordinary Share3,477,706 Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing | |
| Mr Darren Hunter & Ms Sandra Margate179,986Fully Paid Ordinary Shares112,108Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing. | |
| 150,000Fully Paid Ordinary Shares75,000Options exercisable at $0.30 (30cents) per Option, on or before 30November 2020 | |
| Class | Ordinary Fully Paid Shares ASX escrowed to6 February 2020 |
| Number acquired | 687,000 |
| Number disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil |
| No. of securities held after change | Direct687,500Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing4,812,500 Performance Rights escrowed for24 months from the date of listing |
| IndirectHunmar Holdings Pty Ltd340,080Fully Paid Ordinary Share3,477,706 Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing | |
| Mr Darren Hunter & Ms Sandra Margate179,986Fully Paid Ordinary Shares112,108Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing. | |
| 150,000Fully Paid Ordinary Shares75,000Options exercisable at $0.30 (30cents) per Option, on or before 30November 2020. |
+ See chapter 19 for defined terms.
| Nature of change | The Ordinary Fully Paid Shares (Shares) |
|---|---|
| Example: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | have been issued pursuant to the vesting of |
| Performance Rights under the Company's | |
| Long Term Incentive Plan (Plan). The shares | |
| will be subject to ASX Disposal Restrictions | |
| until expiry of a 24month escrow to 6 | |
| February 2020. |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder(if issued securities) | - |
| Date of change | - |
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed | - |
| Interest acquired | - |
| Interest disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | - |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contractsdetailed above traded during a +closed period whereprior written clearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what datewas this provided? | N/A |
+ See chapter 19 for defined terms.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | READCLOUD LIMITED |
|---|---|
| ABN | 44 136 815 891 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Lars Lindstrom |
|---|---|
| Date of last notice | 16 March 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | |
| Date of change | 27 March 2018 |
| No. of securities held prior to change | 580,000Fully Paid Ordinary Shares |
| 5,204,128 Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing. | |
| 5,500,000 Performance Rights escrowed for24 months from the date of listing | |
| Class | Ordinary Fully Paid Shares ASX escrowed to6 February 2020 |
| Number acquired | 687,500 |
| Number disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil |
+ See chapter 19 for defined terms.
| No. of securities held after change | 580,000Fully Paid Ordinary Shares |
|---|---|
| 5,891,628 Fully Paid Ordinary Sharesescrowed for 24 months from thedate of listing. | |
| 4,812,500 Performance Rights escrowed for24 months from the date of listing | |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | The Ordinary Fully Paid Shares (Shares)have been issued pursuant to the vesting andof Performance Rights under the Company'sLong Term Incentive Plan (Plan). The shareswill be subject to ASX Disposal Restrictionsuntil expiry of a 24month escrow to 6 |
| February 2020. |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder(if issued securities) | - |
| Date of change | - |
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed | - |
| Interest acquired | - |
| Interest disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | - |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contractsdetailed above traded during a +closed period whereprior written clearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what datewas this provided? | N/A |
+ See chapter 19 for defined terms.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | READCLOUD LIMITED |
|---|---|
| ABN | 44 136 815 891 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Paul Collins |
|---|---|
| Date of last notice | 6 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct & Indirect | |
|---|---|---|
| Nature of indirect interest | Parmms Enterprises Pty Ltd <collins family<="" th=""> | |
| (including registered holder) | SuperannuationFund>(Directorand | |
| Note: Provide details of the circumstances giving rise to the relevantinterest. | beneficiary) | |
| Date of change | 27 March 2018 | |
| No. of securities held prior to change | Direct | |
| 125,000Ordinary Fully Paid Shares | ||
| 62,500Options exercisable at $0.30 per | ||
| Option on or before 30 November | ||
| 2020 | ||
| 1,000,000 Performance Rights escrowed for | ||
| 24 months from the date of listing | ||
| Indirect | ||
| Parmms Enterprises Pty Ltd <collins family<="" th=""> | ||
| Superannuation Fund> | ||
| 324,046Fully Paid Ordinary Share | ||
| 111,365Fully Paid Ordinary Shares | ||
| escrowed for 24 months from the | ||
| date of listing | ||
| 62,500Options exercisable at $0.30 (30 | ||
| cents) per Option, on or before 30 | ||
| November 2020 | ||
| Class | Ordinary Fully Paid Shares ASX escrowed to | |
| 6 February 2020 |
+ See chapter 19 for defined terms.
| Number acquired | 125,000 | |
|---|---|---|
| Number disposed | - | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil | |
| No. of securities held after change | Direct125,000125,00062,500875,000 | Ordinary Fully Paid SharesOrdinary Fully Paid Sharessubject to ASX escrow to 6February 2020.Options exercisable at $0.30 perOption on or before 30 November2020Performance Rights escrowed for |
| Indirect324,046111,36562,500 | 24 months from the date of listingParmms Enterprises Pty Ltd <collins family<br="">Superannuation Fund>Fully Paid Ordinary ShareFully Paid Ordinary Sharesescrowed for 24 months from thedate of listingOptions exercisable at $0.30 (30cents) per Option, on or before 30November 2020 | |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | February 2020. | The Ordinary Fully Paid Shares (Shares)have been issued pursuant to the vesting ofPerformance Rights under the Company'sLong Term Incentive Plan (Plan). The shareswill be subject to ASX Disposal Restrictionsuntil expiry of a 24month escrow to 6 |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder(if issued securities) | - |
| Date of change | - |
+ See chapter 19 for defined terms.
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed | - |
|---|---|
| Interest acquired | - |
| Interest disposed | - |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | - |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contractsdetailed above traded during a +closed period whereprior written clearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what datewas this provided? | N/A |
+ See chapter 19 for defined terms.