READCLOUD LIMITED — Director's Dealing 2018

Sep 23, 2018

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity READCLOUD LIMITED ABN 44 136 815 891

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Darren Hunter
Date of last notice	8 August 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct & Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Hunmar Holdings Pty Ltd (Director and shareholder) Mr Darren Hunter & Ms Sandra Margate (Joint trustee and beneficiary)
Date of change	21 September 2018

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change		Direct 2,062,500 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing 3,437,500 Performance Rights escrowed for 24 months from the date of listing Indirect Hunmar Holdings Pty Ltd 340,080 Fully Paid Ordinary Share 3,477,706 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing Mr Darren Hunter & Ms Sandra Margate 329,986 Fully Paid Ordinary Shares 112,108 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing. 75,000 Options exercisable at $0.30 (30 cents) per Option, on or before 30 November 2020.
Class		(a) Ordinary Fully Paid Shares ASX escrowed to 6 February 2020 (b) Performance Rights escrowed for 24 months from the date of listing
Number acquired		(a) 687,500
Number disposed		(b) 687,500
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		Nil

• See chapter 19 for defined terms. Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change		Direct 2,750,000 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing 2,750,000 Performance Rights escrowed for 24 months from the date of listing Indirect Hunmar Holdings Pty Ltd 340,080 Fully Paid Ordinary Share 3,477,706 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing Mr Darren Hunter & Ms Sandra Margate 329,986 Fully Paid Ordinary Shares 112,108 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing. 75,000 Options exercisable at $0.30 (30 cents) per Option, on or before 30 November 2020.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		The Ordinary Fully Paid Shares (Shares) have been issued pursuant to the vesting of Performance Rights under the Company’s Long-Term Incentive Plan (Plan). The shares will be subject to ASX Disposal Restrictions until expiry of a 24 month escrow to 6 February 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	-
Nature of interest	-
Name of registered holder (if issued securities)	-
Date of change	-
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	-
Interest acquired	-

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Interest disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	-
Interest after change	-

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where **prior written clearance was required? **	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity READCLOUD LIMITED ABN 44 136 815 891

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Lars Lindstrom
Date of last notice	8 August 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	21 September 2018
No. of securities held prior to change	580,000 Fully Paid Ordinary Shares 7,266,628 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing. 3,437,500 Performance Rights escrowed for 24 months from the date of listing
Class	(a) Ordinary Fully Paid Shares ASX escrowed to 6 February 2020 (b) Performance Rights escrowed for 24 months from the date of listing
Number acquired	(a) 687,500
Number disposed	(b) 687,500
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	580,000 Fully Paid Ordinary Shares 7,954,128 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing. 2,750,000 Performance Rights escrowed for 24 months from the date of listing
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	The Ordinary Fully Paid Shares (Shares) have been issued pursuant to the vesting and of Performance Rights under the Company’s Long Term Incentive Plan (Plan). The shares will be subject to ASX Disposal Restrictions until expiry of a 24 month escrow to 6 February 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	-
Nature of interest	-
Name of registered holder (if issued securities)	-
Date of change	-
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	-
Interest acquired	-
Interest disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	-
Interest after change	-

Part 3 –[+] Closed period

Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date N/A was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity READCLOUD LIMITED ABN 44 136 815 891

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Paul Collins
Date of last notice	8 August 2018

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct & Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Parmms Enterprises Pty Ltd Superannuation\ Fund> (Director and beneficiary)
Date of change		21 September 2018
No. of securities held prior to change		Direct 125,000 Ordinary Fully Paid Shares 375,000 Ordinary Fully Paid Shares subject to ASX escrow to 6 February 2020. 62,500 Options exercisable at $0.30 per Option on or before 30 November 2020 625,000 Performance Rights escrowed for 24 months from the date of listing Indirect Parmms Enterprises Pty Ltd _Superannuation Fund> 324,046 Fully Paid Ordinary Share 111,365 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing 62,500 Options exercisable at $0.30 (30 cents) per Option, on or before 30 November 2020

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class		(a) Ordinary Fully Paid Shares ASX escrowed to 6 February 2020 (b) Performance Rights escrowed for 24 months from the date of listing
Number acquired		(a) 125,000
Number disposed		(b) 125,000
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		Nil
No. of securities held after change		Direct 125,000 Ordinary Fully Paid Shares 500,000 Ordinary Fully Paid Shares subject to ASX escrow to 6 February 2020. 62,500 Options exercisable at $0.30 per Option on or before 30 November 2020 500,000 Performance Rights escrowed for 24 months from the date of listing Indirect Parmms Enterprises Pty Ltd _Superannuation Fund> 324,046 Fully Paid Ordinary Share 111,365 Fully Paid Ordinary Shares escrowed for 24 months from the date of listing 62,500 Options exercisable at $0.30 (30 cents) per Option, on or before 30 November 2020
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		The Ordinary Fully Paid Shares (Shares) have been issued pursuant to the vesting of Performance Rights under the Company’s Long-Term Incentive Plan (Plan). The shares will be subject to ASX Disposal Restrictions until expiry of a 24 month escrow to 6 February 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	-
Nature of interest	-
Name of registered holder (if issued securities)	-

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Date of change	-
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	-
Interest acquired	-
Interest disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	-
Interest after change	-

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where **prior written clearance was required? **	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3