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RCM TECHNOLOGIES, INC. — Director's Dealing 2012
Dec 7, 2012
33716_dirs_2012-12-07_b87f0e9e-cbc8-4b42-a59e-63d118b199d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RCM TECHNOLOGIES INC (RCMT)
CIK: 0000700841
Period of Report: 2012-12-05
Reporting Person: KOPYT LEON (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-05 | Common Stock | M | 50000 | $3.95 | Acquired | 543157 | Direct |
| 2012-12-05 | Common Stock | F | 31151 | $6.34 | Disposed | 512006 | Direct |
| 2012-12-05 | Common Stock | M | 100000 | $4.40 | Acquired | 612006 | Direct |
| 2012-12-05 | Common Stock | F | 69400 | $6.34 | Disposed | 542606 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | Employee Stock Option (Right to Buy) | $3.95 | M | 50000 | Disposed | 2013-08-05 | Common Stock (50000) | Direct |
| 2012-12-05 | Employee Stock Option (Right to Buy) | $4.40 | M | 100000 | Disposed | 2015-06-27 | Common Stock (100000) | Direct |
Footnotes
F1: The reporting person delivered shares to the Company to pay the exercise price for the option being exercised.
F2: Option received as employment compensation.