AI assistant
Sending…
RCM TECHNOLOGIES, INC. — Director's Dealing 2012
Dec 7, 2012
33716_dirs_2012-12-07_02dce97b-3da8-43a7-993f-e1a8e513ae0f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RCM TECHNOLOGIES INC (RCMT)
CIK: 0000700841
Period of Report: 2012-12-05
Reporting Person: MILLER KEVIN D (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-05 | Common Stock | M | 25000 | $3.95 | Acquired | 425006 | Direct |
| 2012-12-05 | Common Stock | F | 15575 | $6.34 | Disposed | 409431 | Direct |
| 2012-12-05 | Common Stock | M | 50000 | $4.40 | Acquired | 459431 | Direct |
| 2012-12-05 | Common Stock | F | 34700 | $6.34 | Disposed | 424731 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | Employee Stock Option (Right to Buy) | $3.95 | M | 25000 | Disposed | 2013-08-05 | Common Stock (25000) | Direct |
| 2012-12-05 | Employee Stock Option (Right to Buy) | $4.40 | M | 50000 | Disposed | 2015-06-27 | Common Stock (50000) | Direct |
Footnotes
F1: The reporting person delivered shares to the Company to pay the exercise price for the option being exercised.
F2: Option received as employment compensation.