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RCM TECHNOLOGIES, INC. — Director's Dealing 2012
Dec 7, 2012
33716_dirs_2012-12-07_ce376f21-60f1-4b69-9894-720c8ea7bfef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RCM TECHNOLOGIES INC (RCMT)
CIK: 0000700841
Period of Report: 2012-12-05
Reporting Person: KERR ROBERT B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-05 | Common Stock | M | 10000 | $3.95 | Acquired | 62727 | Direct |
| 2012-12-05 | Common Stock | F | 6230 | $6.34 | Disposed | 56497 | Direct |
| 2012-12-05 | Common Stock | M | 15000 | $4.40 | Acquired | 71497 | Direct |
| 2012-12-05 | Common Stock | F | 10410 | $6.34 | Disposed | 61087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | Employee Stock Option (Right to Buy) | $3.95 | M | 10000 | Disposed | 2013-08-05 | Common Stock (10000) | Direct |
| 2012-12-05 | Employee Stock Option (Right to Buy) | $4.40 | M | 15000 | Disposed | 2015-06-27 | Common Stock (15000) | Direct |
Footnotes
F1: The reporting person delivered shares to the Company to pay the exercise price for the option being exercised.
F2: Option received as employment compensation.