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RCM TECHNOLOGIES, INC. — Director's Dealing 2003
Nov 17, 2003
33716_dirs_2003-11-17_12fbce54-6fb4-4793-85ae-50f37f983694.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RCM TECHNOLOGIES INC (RCMT)
CIK: 0000700841
Period of Report: 2003-11-13
Reporting Person: KOPYT LEON (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-11-13 | Common Stock | A | 231115 | — | Acquired | 0 | Direct |
| 2003-11-13 | Common Stock | A | 37681 | — | Acquired | 0 | Direct |
| 2003-11-13 | Common Stock | A | 47077 | — | Acquired | 0 | Direct |
| 2003-11-13 | Common Stock | A | 35621 | — | Acquired | 363594 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-11-13 | Stock Option (right to buy) | $7.13 | D | 500000 | Disposed | 2006-11-21 | Common Stock (500000) | Direct |
| 2003-11-13 | Stock Option (right to buy) | $10.13 | D | 90000 | Disposed | 2007-11-01 | Common Stock (90000) | Direct |
| 2003-11-13 | Stock Option (right to buy) | $11.25 | D | 100000 | Disposed | 2008-10-08 | Common Stock (100000) | Direct |
| 2003-11-13 | Stock Option (right to buy) | $10.19 | D | 60000 | Disposed | 2009-10-06 | Common Stock (60000) | Direct |
Footnotes
F1: On November 13, 2003, the issuer canceled, pursuant to the issuer's exchange offer, an option granted to the reporting person on November 21, 1996. In exchange for the option, the reporting person received 231,115 shares of common stock and $975,536.41.
F2: On November 13, 2003, the issuer canceled, pursuant to the issuer's exchange offer, an option granted to the reporting person on November 1, 1997. In exchange for the option, the reporting person received 37,681 shares of common stock and $159,051.50.
F3: On November 13, 2003, the issuer canceled, pursuant to the issuer's exchange offer, an option granted to the reporting person on October 8, 1998. In exchange for the option, the reporting person received 47,077 shares of common stock and $198,712.01.
F4: On November 13, 2003, the issuer canceled, pursuant to the issuer's exchange offer, an option granted to the reporting person on October 6, 1999. In exchange for the option, the reporting person received 35,621 shares of common stock and $150,356.24.
F5: The aggregate number of securities beneficially owned directly by the reporting person following the reported transaction is shown in row 4 on Table I.