Director's Dealing • Aug 29, 2002
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Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response. . . 0.5
(Print or type responses)
| 1. Name
and Address of Reporting Person* William Friedrichs (Last) (First) (Middle) 16815 Royale Crest Drive, #260 (Street) Houston, Texas 77058 (City) (State) (Zip) | 4.
Issuer Name and Ticker or Trading Symbol RICK'S CABARET INTERNATIONAL, INC. (RICK) | |
| --- | --- | --- |
| 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 5.
Relationship of Reporting Person(s) to Issuer (Check all applicable) ___ Director _ X _10% Owner ___ Officer (give ___ Other (specify title below)
below) | 6. If Amendment,
Date of Original (Month/Day/Year) |
| | | 7. Individual
or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned
| 1. Title
of Security (Instr. 4) | 2. Amount
of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature
of Indirect Beneficial Ownership (Instr. 5) |
| --- | --- | --- | --- |
| common stock par value $.01 per share | 160,000 | I | WMF Investments, Inc. |
| common stock par value $.01 per share | 231,850 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1.
Title of Derivative Security (Instr. 4) — Date Exer-cisable |
| --- |
| None |
Explanation of Responses: Mr. Friedrichs is a control person of WMF Investments, Inc.
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. |
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