Director's Dealing • May 17, 2001
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Download Source File5 1 doc1.htm Form 5
| Form 5 | OMB APPROVAL | |
|---|---|---|
| OMB Number: | ||
| 3235-0362 | ||
| Expires: | ||
| December 31, 2001 | ||
| [X] | Check | |
| box if no longer subject to Section 16. Form 4 or Form 5 obligations may | ||
| continue. See instructions 1(b). | Estimated | |
| average burden hours per response. . . 1.0 | ||
| [ ] | Form | |
| 3 Holdings Reported | ||
| [ ] | Form | |
| 4 Transactions Reported |
| 1.
Name and Address of Reporting Person* Thurman, Michael S. | 2.
Issuer Name and Ticker or Trading Symbol RICK'S CABARET INTERNATIONAL, INC. (RICK) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) ___ Director ___ 10%
Owner ___ Officer (give
_ X _ Other (specify title below)
below) NONE |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) 505 North Belt Suite 630 | 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4.
Statement for Month/Year 02/2001 | |
| (Street) Houston, Texas 77060 | | 5.
If Amendment, Date of Original (Month/Year) | 7.
Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| (City)
(State)
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | |
| 1. Title of Security (Instr. 3) — Code | V | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) — Amount | (A) or (D) | Price |
|---|---|---|---|---|
FORM 5 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1.Title of Derivative Security (Instr.3) — Code | V | 5. Number
of Derivative Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5) — (A) | (D) | 6. Date
Exercisable and Expiration Date (Month/Day/Year) — Date Exercisable | Expiration Date | 7. Title
and Amount of Underlying Securities (Instr. 3 and 4) — Title | Amount or Number of Shares |
| --- | --- | --- | --- | --- | --- | --- | --- |
Explanation of Responses:
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
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