Director's Dealing • Aug 27, 2001
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| Form 4 | OMB APPROVAL | |
|---|---|---|
| OMB Number: 3235-0287 | ||
| Expires: | ||
| December 31, 2001 | ||
| [ ] | Check | |
| box if no longer subject to Section 16. Form 4 or Form 5 obligations may | ||
| continue. See instructions 1(b). | Estimated | |
| average burden hours per response. . . 0.5 |
| 1.
Name and Address of Reporting Person* Watters, Robert L. | 2.
Issuer Name and Ticker or Trading Symbol RICK'S CABARET INTERNATIONAL, INC. (RICK) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) _ X _ Director ___ 10%
Owner ___ Officer (give
___ Other (specify title below)
below) |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) 505 North Belt, Suite 630 | 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4.
Statement for Month/Year 06/2001 | |
| (Street) Houston, Texas 77060 | | 5.
If Amendment, Date of Original (Month/Year) | 7.
Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| (City)
(State)
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | |
| 1. Title of Security (Instr. 3) — Code | Price | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) |
|---|---|---|
| common stock, par value $.01 per share | 0 | D |
| Reminder: Report on a separate
line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instructions 4(b)(v). | |
| --- | --- |
| Potential persons who are to respond to the collection of information contained in this
form are not required to respond unless the form displays a currently valid OMB control
number. | (Over) SEC 1474 (3-99) |
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1.Title of Derivative Security (Instr.3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/ Day/ Year) | 4. Transaction
Code (Instr. 8) | | 5. Number
of Derivative Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5) | | 6. Date
Exercisable and Expiration Date (Month/Day/Year) | | 7. Title
and Amount of Underlying Securities (Instr. 3 and 4) | | 8. Price of Derivative Security (Instr. 5) | 9.Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | | | |
| Option | $2.13 | 06/11/2001 | A | | 10,000 | | 06/11/2002 | 06/11/2006 | Common stock par $.01 | 10,000 | *** | 10,000 | D |
| Option | $2.1875 | * | * | | * | | 08/24/2001 | 08/24/2005 | Common stock par $.01 | 5,000 | * | 5,000 | D |
| Option | $2.70 | * | * | | | | 08/04/1999 | 08/24/2009 | Common stock par $.01 | 5,000 | * | 5,000 | D |
| Option | $2.70 | * | * | | | | 08/04/2000 | 08/04/2009 | Common stock par $.01 | 5,000 | * | 5,000 | D |
Explanation of Responses: * Previously reported *** Director compensation
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
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