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RBC Bearings INC — Director's Dealing 2021
Jun 4, 2021
30511_dirs_2021-06-04_b290157c-4f5b-49f0-8581-4f69ee00f484.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2021-06-02
Reporting Person: Sullivan Robert M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock | F | 155 | $198.24 | Disposed | 4666 | Direct |
| 2021-06-03 | Common Stock | F | 62 | $197.08 | Disposed | 4604 | Direct |
| 2021-06-03 | Common Stock | A | 1000 | — | Acquired | 5604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-03 | Option to Purchase Common Stock | $199.16 | A | 5000 | Acquired | 2028-06-03 | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $99.64 | 2024-06-27 | Common Stock (800) | 800 | Direct |
| Option to Purchase Common Stock | $132.12 | 2025-06-07 | Common Stock (3000) | 3000 | Direct |
| Option to Purchase Common Stock | $143.92 | 2026-06-03 | Common Stock (5600) | 5600 | Direct |
| Option to Purchase Common Stock | $137.44 | 2027-06-02 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock.
F2: Includes 2,900 shares of restricted stock, which vest according to the following schedule - 300 shares 1/3 of which vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; 600 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024; and 2,000 shares 1/4 of which vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025.
F3: Includes 3,900 shares of restricted stock, which vest according to the following schedule - 300 shares 1/3 of which vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; 600 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024; 2,000 shares 1/4 of which vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025; and 1,000 shares 1/5 of which vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.
F4: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.
F5: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/27/2021 and 1/2 vest on 6/27/2022.
F6: These options to purchase Common Stock are subject to the following vesting schedule - 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023.
F7: All these options to purchase Common Stock are exerciseable except for 4,200 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F8: All these options to purchase Common Stock are exerciseable except for 8,000 options that are subject to the following vesting schedule - 1/4 vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025.