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RBC Bearings INC — Director's Dealing 2021
Jun 4, 2021
30511_dirs_2021-06-04_646e81b4-6a04-4bdf-8cdc-3ebb01052821.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2021-06-02
Reporting Person: HARTNETT MICHAEL J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock | F | 4143 | $198.24 | Disposed | 223342 | Direct |
| 2021-06-03 | Common Stock | F | 7954 | $197.08 | Disposed | 215388 | Direct |
| 2021-06-03 | Common Stock | A | 52040 | — | Acquired | 267428 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-03 | Option to Purchase Common Stock | $199.16 | A | 76000 | Acquired | 2028-06-03 | Common Stock (76000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $72.94 | 2023-07-08 | Common Stock (34192) | 34192 | Direct |
| Option to Purchase Common stock | $99.64 | 2024-06-27 | Common Stock (48000) | 48000 | Direct |
| Option to Purchase Common Stock | $132.12 | 2025-06-07 | Common Stock (76000) | 76000 | Direct |
| Option to Purchase Common Stock | $143.92 | 2026-06-03 | Common Stock (76000) | 76000 | Direct |
| Option to Purchase Common Stock | $137.44 | 2027-06-02 | Common Stock (58892) | 58892 | Direct |
Footnotes
F1: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock.
F2: Includes 52,763 shares of restricted stock, which vest according to the following schedule; 17,347 shares vest on 6/7/2021; 17,347 shares that vest on 6/3/2022; and 18,069 shares 1/2 of which vest on 6/2/2022 and 1/2 vest on 6/2/2023.
F3: Includes 104,803 shares of restricted stock, which vest according to the following schedule; 17,347 shares vest on 6/7/2021; 17,347 shares that vest on 6/3/2022; 18,069 shares 1/2 of which vest on 6/2/2022 and 1/2 vest on 6/2/2023; and 52,040 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F4: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.
F5: All these options to purchase Common Stock are exercisable except for 20,000 options that vest on 7/8/2021.
F6: All these options to purchase Common Stock are exercisable except for 32,000 options that are subject to the following vesting schedule - 1/2 vest on 6/27/2021 and 1/2 vest on 6/27/2022.
F7: All these options to purchase Common Stock are exercisable except for 45,600 options that are subject to the following vesting schedule - 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023.
F8: All these options to purchase Common Stock are exerciseable except for 45,600 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F9: All these options to purchase Common Stock are exerciseable except for 47,114 options that are subject to the following vesting schedule - 1/4 vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025.