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RBC Bearings INC — Director's Dealing 2021
Jun 7, 2021
30511_dirs_2021-06-07_898973be-64c7-4c4e-b4fb-678632f0f6c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2021-06-03
Reporting Person: Edwards Richard J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-03 | Common Stock | F | 127 | $197.08 | Disposed | 8405 | Direct |
| 2021-06-03 | Common Stock | A | 2000 | — | Acquired | 10405 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-03 | Option to Purchase Common Stock | $199.16 | A | 5000 | Acquired | 2028-06-03 | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $72.94 | 2023-07-08 | Common Stock (2000) | 2000 | Direct |
| Option to Purchase Common Stock | $99.64 | 2024-06-27 | Common Stock (8000) | 8000 | Direct |
| Option to Purchase Common Stock | $132.12 | 2025-06-07 | Common Stock (8000) | 8000 | Direct |
| Option to Purchase Common Stock | $143.92 | 2026-06-03 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock.
F2: Includes 3,000 shares of restricted stock, which vest according to the following schedule; 1,800 shares 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; and 1,200 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F3: Includes 5,000 shares of restricted stock, which vest according to the following schedule; 1,800 shares 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023; 1,200 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024; and 2,000 shares, 1/5 of which vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.
F4: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.
F5: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/27/2021 and 1/2 vest on 6/27/2022.
F6: All these options to purchase Common Stock are exercisable except for 6,000 options that are subject to the following vesting schedule - 1/3 vest on 6/7/2021, 1/3 vest on 6/7/2022 and 1/3 vest on 6/7/2023.
F7: All these options to purchase Common Stock are exerciseable except for 6,000 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.