RBC Bearings INC — Director's Dealing 2021

Jun 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2021-06-15

Reporting Person: HARTNETT MICHAEL J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-15	Common Stock	M	17375	$132.12	Acquired	287910	Direct
2021-06-15	Common Stock	S	14101	$202.6535	Disposed	273809	Direct
2021-06-16	Common Stock	M	18456	$132.12	Acquired	292265	Direct
2021-06-16	Common Stock	M	1208	$143.92	Acquired	293473	Direct
2021-06-16	Common Stock	S	16000	$202.5543	Disposed	277473	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-15	Option to Purchase Common Stock	$132.12	M	17375	Disposed	2025-06-07	Common Stock (17375)	Direct
2021-06-16	Option to Purchase Common Stock	$132.12	M	18456	Disposed	2025-06-07	Common Stock (18456)	Direct
2021-06-16	Option to Purchase Common Stock	$143.92	M	1208	Disposed	2026-06-03	Common Stock (1208)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock	$72.94	2023-07-08	Common Stock (20000)	20000	Direct
Option to Purchase Common stock	$99.64	2024-06-27	Common Stock (32000)	32000	Direct
Option to Purchase Common Stock	$137.44	2027-06-02	Common Stock (58892)	58892	Direct
Option to Purchase Common Stock	$199.16	2028-06-03	Common Stock (76000)	76000	Direct

Footnotes

F1: Includes 87,456 shares of restricted stock, which vest according to the following schedule; 17,347 shares that vest on 6/3/2022; 18,069 shares 1/2 of which vest on 6/2/2022 and 1/2 vest on 6/2/2023; and 52,040 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.

F2: All these options to purchase Common Stock are exercisable except for 30,400 options that are subject to the following vesting schedule - 1/2 vest on 6/7/2022 and 1/2 vest on 6/7/2023.

F3: All these options to purchase Common Stock are exerciseable except for 45,600 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.

F4: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/27/2021 and 1/2 vest on 6/27/2022.

F5: All these options to purchase Common Stock are exerciseable except for 47,114 options that are subject to the following vesting schedule - 1/4 vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025.

F6: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.