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RBC Bearings INC — Director's Dealing 2021
Jun 21, 2021
30511_dirs_2021-06-21_21d873a0-6fa1-41c2-9204-52d5192f52d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2021-06-17
Reporting Person: HARTNETT MICHAEL J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-17 | Common Stock | M | 7032 | $143.92 | Acquired | 284505 | Direct |
| 2021-06-17 | Common Stock | S | 6000 | $197.4362 | Disposed | 278505 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-17 | Option to Purchase Common Stock | $143.92 | M | 7032 | Disposed | 2026-06-03 | Common Stock (7032) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $72.94 | 2023-07-08 | Common Stock (20000) | 20000 | Direct |
| Option to Purchase Common stock | $99.64 | 2024-06-27 | Common Stock (32000) | 32000 | Direct |
| Option to Purchase Common Stock | $132.12 | 2025-06-07 | Common Stock (30400) | 30400 | Direct |
| Option to Purchase Common Stock | $137.44 | 2027-06-02 | Common Stock (58892) | 58892 | Direct |
| Option to Purchase Common Stock | $199.16 | 2028-06-03 | Common Stock (76000) | 76000 | Direct |
Footnotes
F1: Includes 87,456 shares of restricted stock, which vest according to the following schedule; 17,347 shares that vest on 6/3/2022; 18,069 shares 1/2 of which vest on 6/2/2022 and 1/2 vest on 6/2/2023; and 52,040 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F2: All these options to purchase Common Stock are exerciseable except for 45,600 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F3: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/27/2021 and 1/2 vest on 6/27/2022.
F4: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/7/2022 and 1/2 vest on 6/7/2023.
F5: All these options to purchase Common Stock are exerciseable except for 47,114 options that are subject to the following vesting schedule - 1/4 vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025.
F6: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.