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RBC Bearings INC — Director's Dealing 2021
Jun 25, 2021
30511_dirs_2021-06-25_c105d3d6-f800-40a0-9ca2-52ebdaeba41d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2021-06-23
Reporting Person: HARTNETT MICHAEL J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-23 | Common Stock | M | 10813 | $137.44 | Acquired | 292553 | Direct |
| 2021-06-23 | Common Stock | S | 9000 | $199.086 | Disposed | 283553 | Direct |
| 2021-06-24 | Common Stock | M | 890 | $137.44 | Acquired | 284443 | Direct |
| 2021-06-24 | Common Stock | S | 740 | $200 | Disposed | 283703 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-23 | Option to Purchase Common Stock | $137.44 | M | 10813 | Disposed | 2027-06-02 | Common Stock (10813) | Direct |
| 2021-06-24 | Option to Purchase Common Stock | $137.44 | M | 890 | Disposed | 2027-06-02 | Common Stock (890) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $72.94 | 2023-07-08 | Common Stock (20000) | 20000 | Direct |
| Option to Purchase Common stock | $99.64 | 2024-06-27 | Common Stock (32000) | 32000 | Direct |
| Option to Purchase Common Stock | $132.12 | 2025-06-07 | Common Stock (30400) | 30400 | Direct |
| Option to Purchase Common Stock | $143.92 | 2026-06-03 | Common Stock (45600) | 45600 | Direct |
| Option to Purchase Common Stock | $199.16 | 2028-06-03 | Common Stock (76000) | 76000 | Direct |
Footnotes
F1: Includes 87,456 shares of restricted stock, which vest according to the following schedule; 17,347 shares that vest on 6/3/2022; 18,069 shares 1/2 of which vest on 6/2/2022 and 1/2 vest on 6/2/2023; and 52,040 shares 1/3 of which vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F2: All these options to purchase Common Stock are exerciseable except for 47,114 options that are subject to the following vesting schedule - 1/4 vest on 6/2/2022, 1/4 vest on 6/2/2023, 1/4 vest on 6/2/2024 and 1/4 vest on 6/2/2025.
F3: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/27/2021 and 1/2 vest on 6/27/2022.
F4: These options to purchase Common Stock are subject to the following vesting schedule - 1/2 vest on 6/7/2022 and 1/2 vest on 6/7/2023.
F5: These options to purchase Common Stock are subject to the following vesting schedule - 1/3 vest on 6/3/2022, 1/3 vest on 6/3/2023 and 1/3 vest on 6/3/2024.
F6: These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/3/2022, 1/5 vest on 6/3/2023, 1/5 vest on 6/3/2024, 1/5 vest on 6/3/2025 and 1/5 vest on 6/3/2026.