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RBC Bearings INC — Director's Dealing 2017
Jun 19, 2017
30511_dirs_2017-06-19_f87875cd-c3a8-455d-a8c0-b46c98c09db4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2017-06-16
Reporting Person: Edwards Richard J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-16 | Common Stock | M | 4000 | $44.6 | Acquired | 15424 | Direct |
| 2017-06-16 | Common Stock | S | 4000 | $104.19 | Disposed | 11424 | Direct |
| 2017-06-16 | Common Stock | M | 2000 | $51.08 | Acquired | 13424 | Direct |
| 2017-06-16 | Common Stock | S | 2000 | $104.19 | Disposed | 11424 | Direct |
| 2017-06-16 | Common Stock | M | 4000 | $72.83 | Acquired | 15424 | Direct |
| 2017-06-16 | Common Stock | S | 4000 | $104.19 | Disposed | 11424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-16 | Option to Purchase Common Stock | $44.60 | M | 4000 | Disposed | 2019-06-04 | Common Stock (20000) | Direct |
| 2017-06-16 | Option to Purchase Common Stock | $51.08 | M | 2000 | Disposed | 2020-06-14 | Common Stock (10000) | Direct |
| 2017-06-16 | Option to Purchase Common Stock | $72.83 | M | 4000 | Disposed | 2022-07-01 | Common Stock (20000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $37.66 | 2018-10-06 | Common Stock (4000) | 4000 | Direct |
| Option to Purchase Common Stock | $64.15 | 2021-07-01 | Common Stock (12000) | 12000 | Direct |
| Option to Purchase Common Stock | $72.94 | 2023-07-08 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019.
Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F2: 1,333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of
Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F3: 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the
grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F4: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.
F5: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017and 1/5 vest on 6/14/2018. Options expire 7 years from grant date.
F6: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018, 1/5 vest on 7/1/2019 and 1/5 vest on 7/1/2020. Options expire 7 years from grant date.
F7: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.
F8: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7- 1/2019. Options expire 7 years from grant date.
F9: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date