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RBC Bearings INC Director's Dealing 2017

Jun 19, 2017

30511_dirs_2017-06-19_f87875cd-c3a8-455d-a8c0-b46c98c09db4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBC Bearings INC (ROLL)
CIK: 0001324948
Period of Report: 2017-06-16

Reporting Person: Edwards Richard J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-16 Common Stock M 4000 $44.6 Acquired 15424 Direct
2017-06-16 Common Stock S 4000 $104.19 Disposed 11424 Direct
2017-06-16 Common Stock M 2000 $51.08 Acquired 13424 Direct
2017-06-16 Common Stock S 2000 $104.19 Disposed 11424 Direct
2017-06-16 Common Stock M 4000 $72.83 Acquired 15424 Direct
2017-06-16 Common Stock S 4000 $104.19 Disposed 11424 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-16 Option to Purchase Common Stock $44.60 M 4000 Disposed 2019-06-04 Common Stock (20000) Direct
2017-06-16 Option to Purchase Common Stock $51.08 M 2000 Disposed 2020-06-14 Common Stock (10000) Direct
2017-06-16 Option to Purchase Common Stock $72.83 M 4000 Disposed 2022-07-01 Common Stock (20000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $37.66 2018-10-06 Common Stock (4000) 4000 Direct
Option to Purchase Common Stock $64.15 2021-07-01 Common Stock (12000) 12000 Direct
Option to Purchase Common Stock $72.94 2023-07-08 Common Stock (10000) 10000 Direct

Footnotes

F1: 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019.
Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.

F2: 1,333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of
Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.

F3: 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the
grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.

F4: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.

F5: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017and 1/5 vest on 6/14/2018. Options expire 7 years from grant date.

F6: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018, 1/5 vest on 7/1/2019 and 1/5 vest on 7/1/2020. Options expire 7 years from grant date.

F7: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.

F8: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7- 1/2019. Options expire 7 years from grant date.

F9: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date