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RBB Bancorp — Director's Dealing 2026
Feb 24, 2026
33248_dirs_2026-02-24_08b37b70-a4dd-4def-8ee8-13095341dd22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2026-02-20
Reporting Person: LEE JOHNNY C (Director, President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-20 | Common Stock, No Par Value | M | 1098 | $22.20 | Acquired | 10573 | Direct |
| 2026-02-20 | Common Stock, No Par Value | F | 453 | $22.20 | Disposed | 10120 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-20 | Restricted Stock Units | $22.20 | M | 1098 | Disposed | Common Stock (2196) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (11000) | 5500 | Direct | |
| Restricted Stock Units | $0.0000 | Common Stock (5282) | 5282 | Direct | |
| Performance Stock Units | $0.0000 | Common Stock (12332) | 12332 | Direct | |
| Restricted Stock Units | $0.0000 | Common Stock (13068) | 13068 | Direct | |
| Performance Stock Units | $0.0000 | Common Stock (19602) | 19602 | Direct |
Footnotes
F1: These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.
F2: There will be no expiration date once restricted stock units vest.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F6: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.
F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
F8: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.