RBB Bancorp — Director's Dealing 2024

Jan 22, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-01-18

Reporting Person: Morris David Richard (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-18	Common Stock, No Par Value	M	2603	—	Acquired	38671	Direct
2024-01-18	Common Stock, No Par Value	F	1354	$17.63	Disposed	37317	Direct
2024-01-19	Common Stock, No Par Value	M	767	—	Acquired	38084	Direct
2024-01-19	Common Stock, No Par Value	F	361	$17.50	Disposed	37723	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-19	Restricted Stock Units	$0	M	767	Disposed		Restricted Stock Units (1534)	Direct
2024-01-18	Restricted Stock Units	$0	M	2603	Disposed		Restricted Stock Units (7807)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$20.5500	2030-01-22	Common Stock (9000)	9000	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

F2: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F3: There will be no expiration date once restricted stock units vest.

F4: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.