RBB Bancorp — Director's Dealing 2024

Jan 22, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-01-18

Reporting Person: Chang Ashley (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-18	Common Stock, No Par Value	M	575	—	Acquired	974	Direct
2024-01-18	Common Stock, No Par Value	F	184	$17.63	Disposed	790	Direct
2024-01-19	Common Stock, No Par Value	M	399	—	Acquired	1189	Direct
2024-01-19	Common Stock, No Par Value	F	112	$17.50	Disposed	1077	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-18	Restricted Stock Units	$0	M	575	Disposed		Restricted Stock Units (1725)	Direct
2024-01-19	Restricted Stock Units	$0	M	399	Disposed		Restricted Stock Units (797)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$20.5500	2030-01-22	Common Stock (6000)	6000	Direct
Option (right to buy)	$17.7400	2031-01-21	Common Stock (30000)	30000	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.

F3: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F4: There will be no expiration date once restricted stock units vest.

F5: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.