AI assistant
RBB Bancorp — Director's Dealing 2024
Mar 22, 2024
33248_dirs_2024-03-22_c8e5b707-a8e7-43f7-a570-62bb3f22160f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-03-20
Reporting Person: LEE JOHNNY C (Pres / Chief Banking Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (3294) | 3294 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (16500) | 16500 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (8221) | 8221 | Direct | |
| Performance Stock Units | $0.0000 | Performance Stock Units (12332) | 12332 | Direct |
Footnotes
F1: These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.
F2: There will be no expiration date once restricted stock units vest.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.