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RBB Bancorp — Director's Dealing 2024
May 23, 2024
33248_dirs_2024-05-23_66484b89-e363-483d-ab02-3ce7c178c2c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-05-22
Reporting Person: Huang Tsu Te (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-22 | Common Stock, No Par Value | J | 204488 | — | Disposed | 14344 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (398) | 398 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (1319) | 1319 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (2231) | 2231 | Direct |
Footnotes
F1: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2: There will be no expiration date once restricted stock units vest.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F4: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F5: The reporting person is trustee of the Hsin-Lee Lin and Ling Huei T Lin 2012 Irrevocable Trust, the beneficiaries of which are not members of the reporting person's immediate family. On May 22, 2024, the reporting person caused the trust to distribute 204,488 shares of RBB common stock to the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.