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RBB Bancorp — Director's Dealing 2024
Nov 14, 2024
33248_dirs_2024-11-14_efae6e60-0186-4a41-a101-ae2909cc660e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-11-13
Reporting Person: Morris David Richard (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-13 | Common Stock, No Par Value | M | 9000 | $20.55 | Acquired | 46722 | Direct |
| 2024-11-13 | Common Stock, No Par Value | S | 9000 | $24.89 | Disposed | 37722 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-13 | Option (right to buy) | $20.55 | M | 9000 | Disposed | 2030-01-22 | Common Stock (9000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (767) | 767 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (5204) | 5204 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (6675) | 6675 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (9493) | 9493 | Direct | |
| Performance Stock Units | $0.0000 | Performance Stock Units (14240) | 14240 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F3: There will be no expiration date once restricted stock units vest.
F4: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
F5: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F6: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
F7: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.