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RBB Bancorp — Director's Dealing 2023
Nov 9, 2023
33248_dirs_2023-11-09_6461b6ed-e982-428f-a83d-81c6fa0c82a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2023-11-08
Reporting Person: Kao James (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-08 | Common Stock, No Par Value | P | 2000 | $13.28 | Acquired | 447776 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (600) | 600 | Direct |
Footnotes
F1: There will be no expiration date once restricted stock units vest.
F2: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024.
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