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RBB Bancorp — Director's Dealing 2022
Mar 2, 2022
33248_dirs_2022-03-02_ebaf56e6-ce42-4571-984c-08c6859c414e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2022-02-24
Reporting Person: Lin Ko-Yen (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-24 | Common Stock, No Par Value | M | 10763 | $11.1498 | Acquired | 116591 | Direct |
| 2022-02-24 | Common Stock, No Par Value | M | 10000 | $18.25 | Acquired | 126591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-24 | Option (right to buy) | $11.1498 | M | 10763 | Disposed | 2023-05-15 | Common Stock (10763) | Direct |
| 2022-02-24 | Option (right to buy) | $18.25 | M | 10000 | Disposed | 2026-05-17 | Common Stock (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (1000) | 1000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F3: These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.
F4: There will be no expiration date once restricted stock units vest.
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