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RBB Bancorp — Director's Dealing 2022
May 10, 2022
33248_dirs_2022-05-10_42974275-8cf3-4132-842b-824f9bd0b764.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2022-05-10
Reporting Person: Song Tammy (Former EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-10 | Common Stock, No Par Value | M | 104 | $20.55 | Acquired | 2139 | Direct |
| 2022-05-10 | Common Stock, No Par Value | S | 104 | $21.0102 | Disposed | 2035 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-10 | Option (right to buy) | $20.55 | M | 104 | Disposed | 2030-01-22 | Common Stock (9000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $11.1498 | 2023-01-01 | Common Stock (3229) | 3229 | Direct |
| Option (right to buy) | $11.1498 | 2023-07-01 | Common Stock (5381) | 5381 | Direct |
| Option (right to buy) | $13.2098 | 2024-01-01 | Common Stock (2153) | 2153 | Direct |
| Option (right to buy) | $18.2500 | 2026-01-01 | Common Stock (6000) | 6000 | Direct |
| Option (right to buy) | $18.3800 | 2029-01-23 | Common Stock (3000) | 3000 | Direct |
| Option (right to buy) | $13.3300 | 2030-07-15 | Common Stock (30000) | 30000 | Direct |
| Option (right to buy) | $17.7400 | 2031-01-21 | Common Stock (30000) | 30000 | Direct |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (690) | 690 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F9: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F10: There will be no expiration date once restricted stock units vest.