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RBB Bancorp Director's Dealing 2022

May 16, 2022

33248_dirs_2022-05-16_7f498d89-9b07-463e-b486-5abac0c583d8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2022-05-13

Reporting Person: Lin Paul (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-13 Common Stock, No Par Value M 7273 $11.1498 Acquired 7273 Direct
2022-05-13 Common Stock, No Par Value S 7273 $20.4132 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-05-13 Option (right to buy) $11.1498 M 7273 Disposed 2023-05-15 Common Stock (10763) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $13.2098 2024-05-21 Common Stock (10250) 0 Direct
Option (right to buy) $17.0800 2025-05-20 Common Stock (10000) 0 Direct
Option (right to buy) $18.2500 2026-05-17 Common Stock (10000) 0 Direct
Restricted Stock Units $0.0000 Restricted Stock Units (1050) 1050 Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

F4: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

F5: These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant.

F6: There will be no expiration date once restricted stock units vest.