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RBB Bancorp — Director's Dealing 2022
May 16, 2022
33248_dirs_2022-05-16_5d6ebf54-4791-499e-88ce-125ab59d6505.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2022-05-13
Reporting Person: Song Tammy (Former EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-13 | Common Stock, No Par Value | M | 3000 | $20.55 | Acquired | 5035 | Direct |
| 2022-05-13 | Common Stock, No Par Value | S | 3000 | $20.70260 | Disposed | 2035 | Direct |
| 2022-05-13 | Common Stock, No Par Value | M | 10000 | $13.33 | Acquired | 12035 | Direct |
| 2022-05-13 | Common Stock, No Par Value | S | 10000 | $20.275 | Disposed | 2035 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-13 | Option (right to buy) | $20.55 | M | 3000 | Disposed | 2030-01-22 | Common Stock (6000) | Direct |
| 2022-05-13 | Option (right to buy) | $13.33 | M | 10000 | Disposed | 2030-07-15 | Common Stock (30000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $18.3800 | 2029-01-23 | Common Stock (1000) | 1000 | Direct |
| Option (right to buy) | $17.7400 | 2031-01-21 | Common Stock (30000) | 30000 | Direct |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (690) | 690 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F5: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F6: There will be no expiration date once restricted stock units vest.