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RBB Bancorp Director's Dealing 2022

May 16, 2022

33248_dirs_2022-05-16_5d6ebf54-4791-499e-88ce-125ab59d6505.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2022-05-13

Reporting Person: Song Tammy (Former EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-13 Common Stock, No Par Value M 3000 $20.55 Acquired 5035 Direct
2022-05-13 Common Stock, No Par Value S 3000 $20.70260 Disposed 2035 Direct
2022-05-13 Common Stock, No Par Value M 10000 $13.33 Acquired 12035 Direct
2022-05-13 Common Stock, No Par Value S 10000 $20.275 Disposed 2035 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-05-13 Option (right to buy) $20.55 M 3000 Disposed 2030-01-22 Common Stock (6000) Direct
2022-05-13 Option (right to buy) $13.33 M 10000 Disposed 2030-07-15 Common Stock (30000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $18.3800 2029-01-23 Common Stock (1000) 1000 Direct
Option (right to buy) $17.7400 2031-01-21 Common Stock (30000) 30000 Direct
Restricted Stock Units $0.0000 Restricted Stock Units (690) 690 Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.

F4: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.

F5: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F6: There will be no expiration date once restricted stock units vest.