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RBB Bancorp Director's Dealing 2021

Feb 12, 2021

33248_dirs_2021-02-12_e599c629-f2cf-474a-b8dd-f351c063c42c.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-04-24

Reporting Person: Morris David Richard (EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-24 Common Stock, No Par Value P 500 $11.635 Acquired 13776 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $9.2915 2022-01-01 Common Stock (9686) 9686 Direct
Option (right to buy) $11.1498 2023-01-01 Common Stock (53813) 53813 Direct
Option (right to buy) $20.5500 2030-01-22 Common Stock (9000) 9000 Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.