AI assistant
RBB Bancorp — Director's Dealing 2021
Mar 3, 2021
33248_dirs_2021-03-03_a9a13e83-d691-4604-9313-fd779a63fbbc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-03-10
Reporting Person: Thian Fui Ming (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-10 | Common Stock, No Par Value | P | 2000 | $13.91 | Acquired | 78414 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $11.1498 | 2022-05-16 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $11.1498 | 2023-05-15 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $13.2098 | 2024-05-21 | Common Stock (10250) | 10250 | Direct |
| Option (right to buy) | $17.0800 | 2025-05-20 | Common Stock (10000) | 10000 | Direct |
| Option (right to buy) | $18.2500 | 2026-05-17 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.