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RBB Bancorp — Director's Dealing 2021
Apr 21, 2021
33248_dirs_2021-04-21_63f52661-4548-4fd8-a92d-5ccc61d8a033.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2021-02-01
Reporting Person: Song Tammy (EVP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 2035 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $11.1498 | 2023-01-01 | Common Stock (3229) | Direct | |
| Option (right to buy) | $11.1498 | 2023-07-01 | Common Stock (5381) | Direct | |
| Option (right to buy) | $13.2098 | 2024-01-01 | Common Stock (2153) | Direct | |
| Option (right to buy) | $18.2500 | 2026-01-01 | Common Stock (6000) | Direct | |
| Option (right to buy) | $18.3800 | 2029-01-23 | Common Stock (3000) | Direct | |
| Option (right to buy) | $20.5500 | 2030-01-22 | Common Stock (9000) | Direct | |
| Option (right to buy) | $13.3300 | 2030-07-15 | Common Stock (30000) | Direct | |
| Option (right to buy) | $17.7400 | 2031-01-21 | Common Stock (30000) | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F6: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F7: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F8: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.