Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RBB Bancorp Director's Dealing 2021

Apr 21, 2021

33248_dirs_2021-04-21_63f52661-4548-4fd8-a92d-5ccc61d8a033.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3/A — Form 3/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2021-02-01

Reporting Person: Song Tammy (EVP)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, No Par Value 2035 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $11.1498 2023-01-01 Common Stock (3229) Direct
Option (right to buy) $11.1498 2023-07-01 Common Stock (5381) Direct
Option (right to buy) $13.2098 2024-01-01 Common Stock (2153) Direct
Option (right to buy) $18.2500 2026-01-01 Common Stock (6000) Direct
Option (right to buy) $18.3800 2029-01-23 Common Stock (3000) Direct
Option (right to buy) $20.5500 2030-01-22 Common Stock (9000) Direct
Option (right to buy) $13.3300 2030-07-15 Common Stock (30000) Direct
Option (right to buy) $17.7400 2031-01-21 Common Stock (30000) Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant.

F4: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant.

F5: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.

F6: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

F7: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.

F8: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.