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RBB Bancorp — Director's Dealing 2021
Apr 30, 2021
33248_dirs_2021-04-30_2c29cc8c-3a31-4cd2-a338-390f21e567fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2021-04-29
Reporting Person: Thian Fui Ming (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-29 | Stock Options | M | 21526 | $11.1498 | Disposed | 30250 | Direct |
| 2021-04-29 | Common Stock, No Par Value | M | 21526 | $11.1498 | Acquired | 99940 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Option (right to buy) | $11.1498 | M | 10763 | Disposed | 2022-05-16 | Common Stock (10763) | Direct |
| 2021-04-29 | Option (right to buy) | $11.1498 | M | 10763 | Disposed | 2023-05-15 | Common Stock (10763) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $13.2098 | 2024-05-21 | Common Stock (10250) | 10250 | Direct |
| Option (right to buy) | $17.0800 | 2025-05-20 | Common Stock (10000) | 10000 | Direct |
| Option (right to buy) | $18.2500 | 2026-05-17 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.