RBB Bancorp — Director's Dealing 2020

Feb 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-02-04

Reporting Person: Yeh Jeffrey (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-04	Common Stock, No Par Value	M	4036	$11.1498	Acquired	52355	Direct
2020-02-04	Stock Options	M	4036	$11.1498	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-04	Option (right to buy)	$11.1498	M	4036	Disposed	2023-01-01	Common Stock (4036)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$9.2915	2022-01-01	Common Stock (0)	0	Direct
Option (right to buy)	$9.2915	2018-11-04	Common Stock (0)	0	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.