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RBB Bancorp — Director's Dealing 2020
Feb 13, 2020
33248_dirs_2020-02-13_6ce645b3-020b-4334-ad88-d2d8322d5db3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-02-13
Reporting Person: Lee Larsen (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Common Stock, No Par Value | M | 9686 | $13.2135 | Acquired | 9686 | Direct |
| 2020-02-13 | Stock Options | M | 9686 | $13.2135 | Disposed | 15000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Option (right to buy) | $13.2135 | M | 9686 | Disposed | 2024-03-17 | Common Stock (9686) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $18.25 | 2026-01-01 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 03/17/2014 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant
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