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RBB Bancorp — Director's Dealing 2020
Feb 28, 2020
33248_dirs_2020-02-28_590699c5-8008-4339-be64-5d5c4468c3e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-02-28
Reporting Person: Lin Ko-Yen (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-28 | Common Stock, No Par Value | M | 10763 | $9.2915 | Acquired | 105828 | Direct |
| 2020-02-28 | Stock Options | M | 10763 | $9.2915 | Disposed | 31526 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-28 | Option (right to buy) | $9.2915 | M | 10763 | Disposed | 2021-05-18 | Common Stock (10763) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $11.1498 | 2022-05-16 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $9.2915 | 2018-11-18 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $9.2915 | 2019-01-02 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $11.1498 | 2023-05-15 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $13.2098 | 2024-05-21 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $17.08 | 2025-05-20 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $18.25 | 2026-05-17 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F6: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F7: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F8: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.