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RBB Bancorp Director's Dealing 2020

Mar 4, 2020

33248_dirs_2020-03-04_02ce5f4b-94a4-4274-a56e-b7780b8cb651.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-03-04

Reporting Person: Kao James (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-26 Common Stock, No Par Value S 85000 $23.00 Disposed 506939 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $18.25 2026-05-17 Common Stock (10000) 10000 Direct
Option (right to buy) $17.08 2025-05-20 Common Stock (10000) 10000 Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.