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RBB Bancorp — Director's Dealing 2020
Mar 4, 2020
33248_dirs_2020-03-04_02ce5f4b-94a4-4274-a56e-b7780b8cb651.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-03-04
Reporting Person: Kao James (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-26 | Common Stock, No Par Value | S | 85000 | $23.00 | Disposed | 506939 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $18.25 | 2026-05-17 | Common Stock (10000) | 10000 | Direct |
| Option (right to buy) | $17.08 | 2025-05-20 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
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