RBB Bancorp — Director's Dealing 2020

Mar 4, 2020

SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2020-03-04

Reporting Person: Kao James (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-21	Common Stock, No Par Value	M	10000	$17.08	Acquired	342876	Direct
2019-08-21	Common Stock, No Par Value	M	10000	$18.25	Acquired	352876	Direct
2019-08-21	Stock Options	M	10000	$17.08	Disposed	10000	Direct
2019-08-21	Stock Options	M	10000	$18.25	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-21	Option (right to buy)	$17.08	M	10000	Disposed	2025-05-20	Common Stock (10000)	Direct
2019-08-21	Option (right to buy)	$18.25	M	10000	Disposed	2026-05-17	Common Stock (10000)	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.