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RBB Bancorp — Director's Dealing 2019
Feb 21, 2019
33248_dirs_2019-02-21_d2c23796-d3b0-42f9-a34e-92cc3e83b7ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2019-02-04
Reporting Person: Koo Chie-Min Christopher (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-04 | Common Stock, No Par Value | S | 200 | $19.30 | Disposed | 22402 | Direct |
| 2019-02-11 | Common Stock, No Par Value | S | 200 | $19.60 | Disposed | 22202 | Direct |
| 2019-02-14 | Common Stock, No Par Value | S | 200 | $20.00 | Disposed | 22002 | Direct |
| 2019-02-15 | Common Stock, No Par Value | S | 200 | $20.50 | Disposed | 21802 | Direct |
| 2019-02-19 | Common Stock, No Par Value | S | 200 | $21.00 | Disposed | 21602 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Stock Options | 62539 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $9.2915 | 2019-01-02 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $9.2915 | 2021-05-18 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $11.1498 | 2022-05-16 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $11.1498 | 2023-05-15 | Common Stock (10763) | 10763 | Direct |
| Option (right to buy) | $13.2098 | 2024-05-21 | Common Stock (10250) | 10250 | Direct |
| Option (right to buy) | $17.08 | 2025-05-20 | Common Stock (10000) | 10000 | Direct |
| Option (right to buy) | $18.25 | 2026-05-17 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F6: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F7: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.