RBB Bancorp — Director's Dealing 2018

Mar 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2018-03-09

Reporting Person: Huang Tsu Te (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-09	Common Stock, No Par Value	M	21525	$9.2915	Acquired	236776	Direct
2018-03-09	Common Stock, No Par Value	S	6746	$26.466	Disposed	230030	Direct
2018-03-09	Common Stock, No Par Value	S	5000	$26.458	Disposed	225030	Direct
2018-03-09	Common Stock, No Par Value	S	5500	$26.452	Disposed	219530	Direct
2018-03-09	Common Stock, No Par Value	S	4279	$26.457	Disposed	215251	Direct
2018-03-09	Common Stock, No Par Value	S	221	$26.457	Disposed	215030	Direct
2018-03-16	Common Stock, No Par Value	M	6458	$9.2915	Acquired	221488	Direct
2018-03-16	Common Stock, No Par Value	M	6763	$11.1498	Acquired	228251	Direct
2018-03-16	Common Stock, No Par Value	S	6237	$26.452	Disposed	222014	Direct
2018-03-16	Common Stock, No Par Value	S	6763	$26.452	Disposed	215251	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-09	Option (right to buy)	$9.2915	M	21525	Disposed	2019-04-21	Common Stock (21525)	Direct
2018-03-16	Option (right to buy)	$9.2915	M	6458	Disposed	2022-01-01	Common Stock (6458)	Direct
2018-03-16	Option (right to buy)	$11.1498	M	6763	Disposed	2023-01-01	Common Stock (10763)	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 04/21/2009 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.