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RBB Bancorp Director's Dealing 2018

May 23, 2018

33248_dirs_2018-05-23_cb09eec1-9ec9-4f1c-acae-eafef2eda561.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2018-05-23

Reporting Person: Liu Vincent (EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-02 Stock Options S 7000 $27.41 Disposed 106371 Direct
2018-05-03 Stock Options S 5288 $27.43 Disposed 101083 Direct
2018-05-04 Stock Options S 2000 $27.70 Disposed 99083 Direct
2018-05-09 Stock Options M 6199 $9.2915 Disposed 92884 Direct
2018-05-10 Stock Options S 2000 $28.00 Disposed 90884 Direct
2018-05-10 Stock Options S 2000 $27.90 Disposed 88884 Direct
2018-05-10 Stock Options S 2000 $27.80 Disposed 86884 Direct
2018-05-10 Stock Options S 2000 $27.70 Disposed 84884 Direct
2018-05-11 Stock Options S 3906 $28.15 Disposed 80978 Direct
2018-05-22 Stock Options S 2000 $28.90 Disposed 78978 Direct
2018-05-22 Stock Options S 3000 $29.22 Disposed 75978 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, No Par Value 85757 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (right to buy) $9.2915 2018-11-04 Common Stock (0) 0 Direct
Option (right to buy) $9.2915 2018-11-18 Common Stock (0) 0 Direct
Option (right to buy) $11.1498 2023-01-01 Common Stock (0) 107172 Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.