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RBB Bancorp — Director's Dealing 2018
May 23, 2018
33248_dirs_2018-05-23_cb09eec1-9ec9-4f1c-acae-eafef2eda561.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2018-05-23
Reporting Person: Liu Vincent (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-02 | Stock Options | S | 7000 | $27.41 | Disposed | 106371 | Direct |
| 2018-05-03 | Stock Options | S | 5288 | $27.43 | Disposed | 101083 | Direct |
| 2018-05-04 | Stock Options | S | 2000 | $27.70 | Disposed | 99083 | Direct |
| 2018-05-09 | Stock Options | M | 6199 | $9.2915 | Disposed | 92884 | Direct |
| 2018-05-10 | Stock Options | S | 2000 | $28.00 | Disposed | 90884 | Direct |
| 2018-05-10 | Stock Options | S | 2000 | $27.90 | Disposed | 88884 | Direct |
| 2018-05-10 | Stock Options | S | 2000 | $27.80 | Disposed | 86884 | Direct |
| 2018-05-10 | Stock Options | S | 2000 | $27.70 | Disposed | 84884 | Direct |
| 2018-05-11 | Stock Options | S | 3906 | $28.15 | Disposed | 80978 | Direct |
| 2018-05-22 | Stock Options | S | 2000 | $28.90 | Disposed | 78978 | Direct |
| 2018-05-22 | Stock Options | S | 3000 | $29.22 | Disposed | 75978 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 85757 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $9.2915 | 2018-11-04 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $9.2915 | 2018-11-18 | Common Stock (0) | 0 | Direct |
| Option (right to buy) | $11.1498 | 2023-01-01 | Common Stock (0) | 107172 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
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