RBB Bancorp — Director's Dealing 2018

Nov 9, 2018

SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2018-05-09

Reporting Person: Liu Vincent (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-09	Common Stock, No Par Value	M	6199	$9.2915	Acquired	71469	Direct
2018-05-09	Common Stock, No Par Value	M	6199	$27.28	Disposed	65270	Direct
2018-05-10	Common Stock, No Par Value	M	2000	$28.00	Disposed	63270	Direct
2018-05-10	Common Stock, No Par Value	M	2000	$27.90	Disposed	61270	Direct
2018-05-10	Common Stock, No Par Value	M	2000	$27.80	Disposed	59270	Direct
2018-05-10	Common Stock, No Par Value	M	2000	$27.70	Disposed	57270	Direct
2018-05-11	Common Stock, No Par Value	M	3906	$28.15	Disposed	53364	Direct
2018-05-22	Common Stock, No Par Value	M	2000	$28.90	Disposed	51364	Direct
2018-05-09	Stock Options	M	6199	$9.2915	Disposed	107172	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-09	Option (right to buy)	$9.2915	M	818	Disposed	2018-11-04	Common Stock (818)	Direct
2018-05-09	Option (right to buy)	$9.2915	M	5381	Disposed	2018-11-18	Common Stock (5381)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$11.1498	2023-01-01	Common Stock (107172)	107172	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.