RBB Bancorp — Director's Dealing 2018

Nov 9, 2018

SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2018-05-04

Reporting Person: Pang Simon (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-04	Common Stock, No Par Value	M	35000	$11.1498	Acquired	59754	Direct
2018-05-04	Common Stock, No Par Value	M	5000	$27.539	Disposed	54754	Direct
2018-05-07	Common Stock, No Par Value	M	7000	$27.374	Disposed	47754	Direct
2018-05-08	Common Stock, No Par Value	M	8000	$27.374	Disposed	39754	Direct
2018-05-09	Common Stock, No Par Value	M	15000	$27.368	Disposed	24754	Direct
2018-05-04	Stock Options	M	35000	$11.1498	Disposed	86078	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-04	Option (right to buy)	$11.1498	M	35000	Disposed	2023-01-01	Common Stock (121078)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$9.2915	2018-11-04	Common Stock (0)	0	Direct
Option (right to buy)	$9.2915	2018-11-18	Common Stock (0)	0	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.