RBB Bancorp — Director's Dealing 2018

Nov 9, 2018

SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2018-06-04

Reporting Person: Huang Tsu Te (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-04	Common Stock, No Par Value	M	4000	$11.15	Acquired	219251	Direct
2018-06-04	Common Stock, No Par Value	M	4000	$29.274	Disposed	215251	Direct
2018-06-04	Stock Options	M	4000	$11.15	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-04	Option (right to buy)	$11.1498	M	4000	Disposed	2023-01-01	Common Stock (4000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$9.2915	2019-04-21	Common Stock (0)	0	Direct
Option (right to buy)	$9.2915	2022-01-01	Common Stock (0)	0	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 04/21/2009 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.