RBB Bancorp — Director's Dealing 2017

Jul 25, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2017-07-25

Reporting Person: Morris David Richard (EVP)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, No Par Value	1076	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$9.2915	2020-02-01	Common Stock (32288)		Direct
Option (right to buy)	$9.2915	2022-01-01	Common Stock (9686)		Direct
Option (right to buy)	$11.1498	2023-01-01	Common Stock (53813)		Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.