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RBB Bancorp — Director's Dealing 2017
Jul 26, 2017
33248_dirs_2017-07-26_2dfb9fe9-000b-4aa1-b4a0-2c26d30176cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2017-07-26
Reporting Person: Kao James (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-26 | Common Stock, No Par Value | P | 85000 | $23.00 | Disposed | 506939 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $13.2098 | 2024-05-21 | Common Stock (10000) | 10000 | Direct |
| Option (right to buy) | $17.08 | 2025-05-20 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
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